KEVIN JAMES SMITH

KEVIN JAMES SMITH is an investment adviser representative (IAR) with state registration records since 2008, appearing at 5 firms. Currently registered with DISCIPLINE WEALTH SOLUTIONS, INC..

Registration history (5)

FirmFromToCurrent
DISCIPLINE WEALTH SOLUTIONS, INC.2026-01-23presentYes
OSAIC WEALTH, INC.2024-06-142026-01-27
SECURITIES AMERICA ADVISORS, INC.2018-03-012024-06-14
EQUITABLE ADVISORS, LLC2011-06-302015-01-15
UBS FINANCIAL SERVICES INC.2008-09-052010-03-12

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