XUAN CAO is an investment adviser representative (IAR) with state registration records since 2011, appearing at 2 firms. Currently registered with HSBC SECURITIES (USA) INC..
| Firm | From | To | Current |
|---|---|---|---|
| HSBC SECURITIES (USA) INC. | 2013-05-01 | present | Yes |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2011-10-12 | 2013-04-23 | — |