RICHARD LAWRENCE STOKES is an investment adviser representative (IAR) with state registration records since 2010, appearing at 5 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.
| Firm | From | To | Current |
|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | 2023-09-05 | present | Yes |
| HARRISDIRECT LLC | 2016-08-17 | 2023-09-05 | — |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | 2013-04-15 | 2016-08-22 | — |
| TD AMERITRADE, INC. | 2013-04-15 | 2016-08-22 | — |
| J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC | 2010-01-04 | 2013-04-04 | — |