KEVIN DALE GAUT is an investment adviser representative (IAR) with state registration records since 2008, appearing at 7 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2023-04-26 | present | Yes |
| PRINCIPAL SECURITIES, INC. | 2016-07-14 | 2023-04-19 | — |
| PNC WEALTH MANAGEMENT | 2016-03-15 | 2016-06-16 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2012-10-08 | 2016-03-14 | — |
| GUGGENHEIM INVESTMENTS | 2010-10-26 | 2012-09-14 | — |
| RYDEX ADVISORY SERVICES, LLC | 2009-01-26 | 2010-10-28 | — |
| MORGAN STANLEY & CO. LLC | 2008-04-16 | 2008-08-12 | — |