DAVID W ROTH

DAVID W ROTH is an investment adviser representative (IAR) with state registration records since 2008, appearing at 3 firms. Currently registered with RBC CAPITAL MARKETS, LLC.

Registration history (3)

FirmFromToCurrent
RBC CAPITAL MARKETS, LLC2023-05-15presentYes
MORGAN STANLEY SMITH BARNEY LLC2013-02-152023-06-07
EDWARD D. JONES & CO., L.P.2008-05-222013-02-20

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