James T Brotherton is an investment adviser representative (IAR) with state registration records since 2008, appearing at 3 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.
| Firm | From | To | Current |
|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | 2021-09-07 | present | Yes |
| WELLS FARGO CLEARING SERVICES, LLC | 2017-09-26 | 2021-02-10 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2014-07-21 | 2016-02-26 | — |
| CHARLES SCHWAB & CO., INC. | 2008-12-22 | 2012-08-23 | — |