STEPHEN DOUGLAS BAUER

STEPHEN DOUGLAS BAUER is an investment adviser representative (IAR) with state registration records since 2008, appearing at 3 firms. Currently registered with UNITED CAPITAL FINANCIAL ADVISORS, LLC.

Registration history (3)

FirmFromToCurrent
UNITED CAPITAL FINANCIAL ADVISORS, LLC2014-12-05presentYes
AMERIPRISE FINANCIAL SERVICES, LLC2013-04-262014-12-12
WELLS FARGO CLEARING SERVICES, LLC2008-03-172013-04-29

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