DIANE C LOPES is an investment adviser representative (IAR) with state registration records since 2012, appearing at 2 firms. Currently registered with UBS FINANCIAL SERVICES INC..
| Firm | From | To | Current |
|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 2013-08-16 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2012-12-11 | 2013-08-29 | — |