SARA DIAZ is an investment adviser representative (IAR) with state registration records since 2013, appearing at 2 firms. Currently registered with NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC | 2024-02-06 | present | Yes |
| CHARLES SCHWAB & CO., INC. | 2022-09-01 | 2023-07-03 | — |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC | 2018-12-20 | 2022-08-12 | — |
| CHARLES SCHWAB & CO., INC. | 2016-01-20 | 2018-11-28 | — |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC | 2013-12-19 | 2015-12-31 | — |