STEVEN DE BARON PRESCOTT

STEVEN DE BARON PRESCOTT is an investment adviser representative (IAR) with state registration records since 2008, appearing at 3 firms. Currently registered with HARVESTING GAINS CORPORATION.

Registration history (3)

FirmFromToCurrent
HARVESTING GAINS CORPORATION2026-05-28presentYes
WELLS FARGO CLEARING SERVICES, LLC2011-07-112016-06-13
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2008-04-182011-05-17

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