THOMAS D LEWIS

THOMAS D LEWIS is an investment adviser representative (IAR) with state registration records since 2010, appearing at 7 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.

Registration history (7)

FirmFromToCurrent
WELLS FARGO CLEARING SERVICES, LLC2021-11-15presentYes
CETERA INVESTMENT ADVISERS LLC2019-04-252021-11-22
LPL FINANCIAL LLC2018-10-122019-04-24
CUSO FINANCIAL SERVICES, L.P.2016-12-052018-10-11
VOYA INVESTMENT MANAGEMENT CO. LLC2011-11-162016-04-04
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2011-01-142011-08-05
MORGAN STANLEY SMITH BARNEY LLC2010-06-302011-01-12

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