IA PHAN SHIEH JONES

IA PHAN SHIEH JONES is an investment adviser representative (IAR) with state registration records since 2010, appearing at 4 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.

Registration history (4)

FirmFromToCurrent
CETERA INVESTMENT ADVISERS LLC2020-12-07presentYes
WELLS FARGO CLEARING SERVICES, LLC2016-09-072020-11-05
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2011-10-192016-09-14
MORGAN STANLEY SMITH BARNEY LLC2010-07-302011-08-19

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