RICARDO KONG

RICARDO KONG is an investment adviser representative (IAR) with state registration records since 2015, appearing at 4 firms. Currently registered with RBC ROCHDALE, LLC.

Registration history (4)

FirmFromToCurrent
RBC ROCHDALE, LLC2023-04-17presentYes
RBC SECURITIES, INC.2018-03-022023-04-19
HSBC SECURITIES (USA) INC.2016-07-012018-02-23
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2015-01-052016-06-16

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