JAMES FARNHAM is an investment adviser representative (IAR) with state registration records since 2008, appearing at 4 firms. Currently registered with LPL FINANCIAL LLC, NORTHEAST PLANNING ASSOCIATES, INC..
| Firm | From | To | Current |
|---|---|---|---|
| NORTHEAST PLANNING ASSOCIATES, INC. | 2016-02-25 | present | Yes |
| LPL FINANCIAL LLC | 2016-02-12 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2011-07-05 | 2016-03-04 | — |
| EDWARD D. JONES & CO., L.P. | 2008-05-07 | 2011-07-07 | — |