JAMES IAN TOTH is an investment adviser representative (IAR) with state registration records since 2008, appearing at 2 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
| Firm | From | To | Current |
|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2015-10-02 | present | Yes |
| WEST CAPITAL MANAGEMENT, INC. | 2014-07-22 | 2015-09-24 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2008-05-21 | 2013-04-22 | — |