James Michael Murphy

James Michael Murphy is an investment adviser representative (IAR) with state registration records since 2011, appearing at 7 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.

Registration history (7)

FirmFromToCurrent
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2025-06-10presentYes
TLG ADVISORS, INC.2021-07-142025-05-28
CORECAP ADVISORS2020-04-232021-04-01
TD AMERITRADE INVESTMENT MANAGEMENT, LLC2017-07-202018-09-07
TD AMERITRADE, INC.2017-07-202018-09-07
BANCWEST INVESTMENT SERVICES, INC.2015-05-122017-07-18
WELLS FARGO CLEARING SERVICES, LLC2011-12-052014-06-05

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