JAMES BRIAN LUCAS SUGAY

JAMES BRIAN LUCAS SUGAY is an investment adviser representative (IAR) with state registration records since 2008, appearing at 3 firms. Currently registered with RBC CAPITAL MARKETS, LLC.

Registration history (3)

FirmFromToCurrent
RBC CAPITAL MARKETS, LLC2019-02-21presentYes
WELLS FARGO CLEARING SERVICES, LLC2011-01-032019-02-22
WELLS FARGO INVESTMENTS, LLC2008-06-092011-01-03

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