Karen S Roberts

Karen S Roberts is an investment adviser representative (IAR) with state registration records since 2008, appearing at 6 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.

Registration history (6)

FirmFromToCurrent
MORGAN STANLEY SMITH BARNEY LLC2023-01-19presentYes
CHARLES SCHWAB & CO., INC.2020-12-222022-04-14
TD AMERITRADE INVESTMENT MANAGEMENT, LLC2015-12-152020-12-31
TD AMERITRADE, INC.2015-12-152020-12-31
MSI FINANCIAL SERVICES, INC.2012-03-232013-12-20
THRIVENT INVESTMENT MANAGEMENT INC.2008-07-092010-09-21

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