Tuong-Vy N Tran is an investment adviser representative (IAR) with state registration records since 2009, appearing at 4 firms. Currently registered with EMPOWER ADVISORY GROUP, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | 2023-05-18 | present | Yes |
| J.P. MORGAN SECURITIES LLC | 2013-06-19 | 2023-04-25 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2011-01-03 | 2013-06-12 | — |
| WELLS FARGO INVESTMENTS, LLC | 2009-01-05 | 2011-01-03 | — |