Richard S Marx is an investment adviser representative (IAR) with state registration records since 2009, appearing at 4 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.
| Firm | From | To | Current |
|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | 2022-06-01 | present | Yes |
| COMMONWEALTH EQUITY SERVICES, LLC | 2021-08-02 | 2022-04-28 | — |
| TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC | 2012-01-12 | 2020-11-13 | — |
| CHASE INVESTMENT SERVICES CORP. | 2009-02-09 | 2011-11-15 | — |