RICHARD RAMOS is an investment adviser representative (IAR) with state registration records since 2012, appearing at 4 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2016-10-03 | present | Yes |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2014-11-18 | 2016-10-12 | — |
| THE MUTUAL FUND STORE | 2013-02-06 | 2014-11-24 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2012-06-15 | 2013-02-14 | — |