NICKI MARIE NIE

NICKI MARIE NIE is an investment adviser representative (IAR) with state registration records since 2009, appearing at 4 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.

Registration history (5)

FirmFromToCurrent
WELLS FARGO CLEARING SERVICES, LLC2026-01-14presentYes
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2016-01-072026-01-15
UBS FINANCIAL SERVICES INC.2012-09-212016-02-01
UBS FINANCIAL SERVICES INC.2010-10-012012-07-09
MORGAN STANLEY SMITH BARNEY LLC2009-11-192010-10-22

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