James D King is an investment adviser representative (IAR) with state registration records since 2008, appearing at 8 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2022-05-19 | present | Yes |
| CUNA BROKERAGE SERVICES, INC. | 2021-03-24 | 2022-05-24 | — |
| PNC WEALTH MANAGEMENT | 2017-07-10 | 2021-03-08 | — |
| CETERA INVESTMENT ADVISERS LLC | 2014-02-07 | 2017-03-01 | — |
| CETERA INVESTMENT SERVICES LLC | 2013-02-22 | 2014-01-29 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2010-12-01 | 2013-02-15 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2010-12-15 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2008-10-02 | 2009-06-01 | — |