STEPHEN ANDREW BRAATZ is an investment adviser representative (IAR) with state registration records since 2010, appearing at 4 firms. Currently registered with RBC CAPITAL MARKETS, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | 2018-10-03 | present | Yes |
| WELLS FARGO CLEARING SERVICES, LLC | 2011-01-03 | 2018-10-04 | — |
| WELLS FARGO INVESTMENTS, LLC | 2010-07-20 | 2011-01-03 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2010-02-22 | 2010-08-13 | — |