SERGIO SOTO is an investment adviser representative (IAR) with state registration records since 2023, appearing at 2 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO CLEARING SERVICES, LLC | 2024-04-10 | present | Yes |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2023-05-03 | 2024-03-28 | — |