James Joseph Broderick is an investment adviser representative (IAR) with state registration records since 2012, appearing at 2 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2024-10-23 | present | Yes |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC | 2023-03-17 | 2024-06-26 | — |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC | 2012-12-03 | 2022-04-22 | — |