KATIE MARIE ROZEN is an investment adviser representative (IAR) with state registration records since 2008, appearing at 5 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO CLEARING SERVICES, LLC | 2016-07-14 | present | Yes |
| TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC | 2015-10-06 | 2016-07-25 | — |
| LPL FINANCIAL LLC | 2014-10-06 | 2015-09-24 | — |
| PNC WEALTH MANAGEMENT | 2014-05-23 | 2014-10-02 | — |
| EDWARD D. JONES & CO., L.P. | 2008-08-13 | 2013-09-19 | — |