Nicholas Lee

Nicholas Lee is an investment adviser representative (IAR) with state registration records since 2010, appearing at 8 firms. Currently registered with J.P. MORGAN SECURITIES LLC.

Registration history (9)

FirmFromToCurrent
J.P. MORGAN SECURITIES LLC2026-06-16presentYes
GC WEALTH MANAGEMENT RIA, LLC2025-05-222025-12-05
J.P. MORGAN SECURITIES LLC2024-03-082025-05-22
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC2021-07-072025-03-20
UBS FINANCIAL SERVICES INC.2015-04-282021-07-12
STRATEGIC ADVISERS LLC2013-03-252014-10-20
CHARLES SCHWAB & CO., INC.2010-07-152012-07-02
TD AMERITRADE, INC.2010-01-222010-07-09
TD AMERITRADE INVESTMENT MANAGEMENT, LLC2010-01-222010-07-09

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