BRIAN K MALLOY is an investment adviser representative (IAR) with state registration records since 2012, appearing at 4 firms. Currently registered with ROCKEFELLER FINANCIAL LLC, ROCKEFELLER CAPITAL MANAGEMENT.
| Firm | From | To | Current |
|---|---|---|---|
| ROCKEFELLER CAPITAL MANAGEMENT | 2025-11-03 | present | Yes |
| ROCKEFELLER FINANCIAL LLC | 2024-09-04 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2015-11-16 | 2024-09-26 | — |
| CREDIT SUISSE SECURITIES (USA) LLC | 2012-06-13 | 2015-12-08 | — |