CARLOS E MOISA is an investment adviser representative (IAR) with state registration records since 2008, appearing at 4 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2026-04-28 | present | Yes |
| VALIC FINANCIAL ADVISORS, INC. | 2016-01-07 | 2026-05-12 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2014-05-28 | 2015-11-24 | — |
| EQUITABLE ADVISORS, LLC | 2008-10-29 | 2014-05-05 | — |