KEVIN B AUFMANN is an investment adviser representative (IAR) with state registration records since 2008, appearing at 3 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO CLEARING SERVICES, LLC | 2011-07-14 | present | Yes |
| UBS FINANCIAL SERVICES INC. | 2008-12-01 | 2011-07-25 | — |
| MORGAN STANLEY & CO. LLC | 2008-08-26 | 2008-12-03 | — |