CARRIE ANN BAKER

CARRIE ANN BAKER is an investment adviser representative (IAR) with state registration records since 2011, appearing at 5 firms. Currently registered with LPL FINANCIAL LLC.

Registration history (5)

FirmFromToCurrent
LPL FINANCIAL LLC2022-11-01presentYes
PRINCIPAL SECURITIES, INC.2016-04-082022-11-11
GENEOS WEALTH MANAGEMENT, INC.2013-03-122015-12-10
J.P. MORGAN SECURITIES LLC2012-10-012013-02-28
CHASE INVESTMENT SERVICES CORP.2011-06-212012-10-01

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