RICHARD YUEN

RICHARD YUEN is an investment adviser representative (IAR) with state registration records since 2008, appearing at 5 firms. Currently registered with CITIGROUP GLOBAL MARKETS INC..

Registration history (6)

FirmFromToCurrent
CITIGROUP GLOBAL MARKETS INC.2017-06-20presentYes
U.S. BANCORP ADVISORS, LLC2017-03-222017-07-10
CITIGROUP GLOBAL MARKETS INC.2015-11-162017-02-17
J.P. MORGAN SECURITIES LLC2012-10-012015-11-05
CHASE INVESTMENT SERVICES CORP.2010-04-262012-10-01
AMERIPRISE FINANCIAL SERVICES, LLC2008-10-172008-12-08

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