YEN TING ASHLEY LU is an investment adviser representative (IAR) with state registration records since 2010, appearing at 5 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
| Firm | From | To | Current |
|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2021-07-09 | present | Yes |
| J.P. MORGAN SECURITIES LLC | 2019-01-25 | 2021-07-21 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2017-12-06 | 2019-02-15 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2016-06-03 | 2017-12-04 | — |
| HSBC SECURITIES (USA) INC. | 2014-03-06 | 2016-05-17 | — |
| UBS FINANCIAL SERVICES INC. | 2010-08-09 | 2014-02-10 | — |