RICHARD LOUIS ROSATI

RICHARD LOUIS ROSATI is an investment adviser representative (IAR) with state registration records since 2008, appearing at 3 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.

Registration history (3)

FirmFromToCurrent
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2025-05-22presentYes
WELLS FARGO CLEARING SERVICES, LLC2011-01-032025-05-28
WELLS FARGO INVESTMENTS, LLC2008-12-242011-01-03

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