STEPHEN T TU is an investment adviser representative (IAR) with state registration records since 2010, appearing at 3 firms. Currently registered with SEACREST WEALTH MANAGEMENT, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| SEACREST WEALTH MANAGEMENT, LLC | 2019-07-02 | present | Yes |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2013-04-24 | 2019-07-18 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2010-08-28 | 2013-05-20 | — |