JAMES JOSEPH DUBINA III is an investment adviser representative (IAR) with state registration records since 2009, appearing at 7 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2025-05-15 | present | Yes |
| CUSO FINANCIAL SERVICES, L.P. | 2023-10-19 | 2025-05-15 | — |
| CETERA INVESTMENT ADVISERS LLC | 2019-02-05 | 2021-11-04 | — |
| TD AMERITRADE, INC. | 2018-02-27 | 2019-02-04 | — |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | 2018-02-26 | 2019-02-04 | — |
| SCOTTRADE INVESTMENT MANAGEMENT | 2017-01-25 | 2018-02-26 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2009-12-14 | 2016-02-16 | — |