RICHARD Andrew ROESER is an investment adviser representative (IAR) with state registration records since 2008, appearing at 6 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO CLEARING SERVICES, LLC | 2026-04-27 | present | Yes |
| RAYMOND JAMES & ASSOCIATES, INC. | 2023-10-03 | 2026-04-22 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2019-08-23 | 2023-10-04 | — |
| M HOLDINGS SECURITIES, INC. | 2012-08-13 | 2012-09-27 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2010-07-09 | 2012-10-17 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2010-05-14 | — |
| MORGAN STANLEY & CO. LLC | 2008-11-17 | 2009-06-01 | — |