Richard Stuart Sobel is an investment adviser representative (IAR) with state registration records since 2008, appearing at 4 firms. Currently registered with VANGUARD ADVISERS, INC..
| Firm | From | To | Current |
|---|---|---|---|
| VANGUARD ADVISERS, INC. | 2020-05-11 | present | Yes |
| CITIZENS SECURITIES, INC. | 2019-03-28 | 2020-03-31 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2010-07-07 | 2019-04-03 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2008-09-29 | 2010-06-16 | — |