Brian Charles Smalley

Brian Charles Smalley is an investment adviser representative (IAR) with state registration records since 2008, appearing at 5 firms. Currently registered with TRITON WEALTH MANAGEMENT, PLLC, UNIVERSAL WEALTH MANAGEMENT LLC.

Registration history (5)

FirmFromToCurrent
UNIVERSAL WEALTH MANAGEMENT LLC2024-11-26presentYes
TRITON WEALTH MANAGEMENT, PLLC2019-01-17presentYes
KINGSVIEW WEALTH MANAGEMENT, LLC2016-10-182019-01-31
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC2013-02-052016-10-10
EDWARD D. JONES & CO., L.P.2008-10-282012-02-08

More