KAREN VERGARA

KAREN VERGARA is an investment adviser representative (IAR) with state registration records since 2010, appearing at 7 firms. Currently registered with STRATEGIC ADVISERS LLC.

Registration history (9)

FirmFromToCurrent
STRATEGIC ADVISERS LLC2025-03-31presentYes
FIDELITY PERSONAL AND WORKPLACE ADVISORS2022-07-032025-03-31
CHARLES SCHWAB & CO., INC.2019-03-062022-05-05
TD AMERITRADE, INC.2018-02-272019-01-14
TD AMERITRADE INVESTMENT MANAGEMENT, LLC2018-02-262019-01-14
SCOTTRADE INVESTMENT MANAGEMENT2016-06-272018-02-26
1ST GLOBAL ADVISORS INC2014-01-012014-07-07
TD AMERITRADE INVESTMENT MANAGEMENT, LLC2010-03-052013-12-06
TD AMERITRADE, INC.2010-03-052013-12-06

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