STEPHEN MICHAEL THOMAS is an investment adviser representative (IAR) with state registration records since 2009, appearing at 4 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2014-05-15 | present | Yes |
| INDEPENDENT ADVISOR ALLIANCE, LLC | 2013-12-18 | 2014-05-02 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2013-02-15 | 2013-02-21 | — |
| EDWARD D. JONES & CO., L.P. | 2009-10-05 | 2013-12-18 | — |