STEPHEN S SWINGLE is an investment adviser representative (IAR) with state registration records since 2016, appearing at 2 firms. Currently registered with PRINCIPAL SECURITIES, INC..
| Firm | From | To | Current |
|---|---|---|---|
| PRINCIPAL SECURITIES, INC. | 2018-02-22 | present | Yes |
| LPL FINANCIAL LLC | 2016-09-27 | 2016-12-22 | — |