THOMAS BRAUN

THOMAS BRAUN is an investment adviser representative (IAR) with state registration records since 2014, appearing at 2 firms. Currently registered with RBC CAPITAL MARKETS, LLC.

Registration history (2)

FirmFromToCurrent
RBC CAPITAL MARKETS, LLC2024-07-12presentYes
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2014-03-062024-07-15

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