KATE ALEXANDER FERGUSON is an investment adviser representative (IAR) with state registration records since 2010, appearing at 4 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2021-12-02 | present | Yes |
| CAPITAL INVESTMENT ADVISORY SERVICES, LLC | 2016-01-29 | 2021-12-10 | — |
| LPL FINANCIAL LLC | 2015-06-04 | 2015-12-03 | — |
| CURIAN CAPITAL, LLC | 2013-11-04 | 2014-05-14 | — |
| WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC | 2010-10-06 | 2013-02-01 | — |