Thanh Nguyen

Thanh Nguyen is an investment adviser representative (IAR) with state registration records since 2008, appearing at 4 firms. Currently registered with J.P. MORGAN SECURITIES LLC.

Registration history (5)

FirmFromToCurrent
J.P. MORGAN SECURITIES LLC2015-04-27presentYes
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2014-01-142015-04-02
WELLS FARGO CLEARING SERVICES, LLC2013-02-282014-01-09
WELLS FARGO CLEARING SERVICES, LLC2011-01-032011-08-10
WELLS FARGO INVESTMENTS, LLC2008-12-032011-01-03

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