LORRAINE SIM

LORRAINE SIM is an investment adviser representative (IAR) with state registration records since 2009, appearing at 6 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.

Registration history (6)

FirmFromToCurrent
CETERA INVESTMENT ADVISERS LLC2025-08-07presentYes
BANKOH INVESTMENT SERVICES, INC.2018-11-302025-08-11
J.P. MORGAN SECURITIES LLC2013-05-082018-09-13
BANCWEST INVESTMENT SERVICES, INC.2011-12-202013-04-25
ESSEX NATIONAL SECURITIES, LLC2010-02-172011-12-05
LPL FINANCIAL LLC2009-01-092010-02-17

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