TONE DAI H TRAN is an investment adviser representative (IAR) with state registration records since 2009, appearing at 5 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2024-08-19 | present | Yes |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | 2024-04-01 | 2024-07-09 | — |
| LPL FINANCIAL LLC | 2023-07-19 | 2024-02-21 | — |
| BANCWEST INVESTMENT SERVICES, INC. | 2015-11-12 | 2023-07-19 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2011-01-03 | 2015-10-26 | — |
| WELLS FARGO INVESTMENTS, LLC | 2009-01-01 | 2011-01-03 | — |