HUNG-EN LAI is an investment adviser representative (IAR) with state registration records since 2011, appearing at 4 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.
| Firm | From | To | Current |
|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | 2022-04-13 | present | Yes |
| CETERA INVESTMENT ADVISERS LLC | 2014-02-18 | 2022-04-04 | — |
| J.P. MORGAN SECURITIES LLC | 2013-12-04 | 2014-02-10 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2012-11-30 | 2013-12-05 | — |
| J.P. MORGAN SECURITIES LLC | 2012-10-01 | 2012-12-03 | — |
| CHASE INVESTMENT SERVICES CORP. | 2011-04-04 | 2012-10-01 | — |