Christopher JOSEPH Smith

Christopher JOSEPH Smith is an investment adviser representative (IAR) with state registration records since 2009, appearing at 5 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.

Registration history (6)

FirmFromToCurrent
WELLS FARGO CLEARING SERVICES, LLC2023-07-18presentYes
J.P. MORGAN SECURITIES LLC2021-09-232023-07-18
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2017-07-102021-09-20
J.P. MORGAN SECURITIES LLC2012-10-012015-10-15
CHASE INVESTMENT SERVICES CORP.2010-05-122012-10-01
EDWARD D. JONES & CO., L.P.2009-02-252010-04-26

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